FSA Regulated Forex Brokers.
IMPORTANT : In April 2013 the FSA was split into two separate agencies – the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). The PRA will be in charge of overseeing larger financial organizations like banks and insurance companies, and forex brokers will be overseen by the FCA.
Financial Services Authority (FSA) is the regulator that oversees the operations of financial services providers in Great Britain – brokerage houses, exchanges and other financial services market all fall under FSA jurisdiction.
Unlike offshore companies, FSA regulated brokers can't spend clients’ money to cover their expenses. They must keep all clients funds in segregated accounts with bank, approved by FSA.
If a FSA regulated broker go bancrupt, its clients are covered by the Financial Services Compensation Scheme (FSCS). Forex traders are entitled to receive 100% the first £30,000 + 90% of the next £20,000, but no more than £48,000 in total.
Below is a list of FSA Regulated Forex Brokers.
FSA Regulated Forex Brokers.
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Forex Industry News.
Latest forex brokers.
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Fsa regulated forex brokers

FSA forex trading brokers are forex brokerage companies which are licensed and regulated by the UK Financial Services Authority or registered with the FSA registrar due to being regulated with a fellow EU member state.
The FSA has undertaken the responsibility to monitor brokerage companies since late 2001 and is the authority which grants licenses to forex trading firms to call themselves FSA registered brokers. In order for a forex trading brokerage to be granted a forex FSA broker license it is required to meet the standards set by the FSA itself in terms of the quality of bank handling customer funds, the treating of the funds themselves and the audit the company undergoes at the end of each financial year.
FSA brokers are obliged to maintain records of customer funds and present proof that customer funds are not in any cases used as company assets and additionally are required to present banking with FSA approved banking institutions or the equivalent of the local EU member regulator which will make sure that the overall quality of services will keep in order and in full compliance with Mifid regulations and will therefore add up to the chained reaction of the overall quality of an EU licensed forex broker.
Due to the global character of the forex market the reality is that as a retail trader you do have the freedom to trade in the forex markets with any FSA forex broker or non FSA broker which meets your requirements in terms of support, trading platform offerings or withdrawal and deposit options as due to the fact that you are trading in a multinational market via the internet you do have the ability to trade with a broker which might have physical presence on the other corner of the globe.
Nevertheless trustworthy online forex trading brokers are regulated by financial institutions which accredit and approve their forex trading services and therefore make sure that all compliance procedures are kept within with industry standards in terms of safety of funds, customer support, execution policy and dealing desk handlings.
FSA Forex Trading Brokers.
As a forex trader from the UK dealing with FSA regulated or FSA registered forex trading brokers will offer you the safety of trading with a broker which complies with EU regulation and Mifid standards and moreover adopts an Investor compensation fund. As an EU regulated broker Trading Point is registered with the FSA UK under registration number 538324 as a passported EEA firm.
Copyright 2017 Trading Point Holdings Ltd. All rights reserved.
Risk Warning: Forex, Commodities, Options and CFDs (OTC Trading) are leveraged products.
that carry a substantial risk of loss up to your invested capital and may not be suitable for everyone.
Please ensure that you fully understand the risks involved and do not invest money you cannot afford to lose.
Please refer to our full Risk Disclosure.
Important note: Trading Point.
does not provide services for citizens of the United States of America.

Forex regulation and regulated forex brokers.
Currently forex brokers are usually better regulated in UK, US, Switzerland, Australia.
FCA UK (FCA UK) regulated Forex brokers.
Firm Status in FCA, Authorised and EEA Authorised.
EEA Authorised - A financial services firm authorised in another European Economic Area (EEA) state that has a ‘passport’ to offer certain products or services in the UK and other EEA countries. The EEA includes the EU states, plus Iceland, Norway and Liechtenstein. These firms are regulated in their home country and must meet standards which have been agreed across all EEA countries.
The services or products an EEA authorised firm can offer in the UK will be detailed in the ‘Passports’ section of their record on the Financial Services Register.
Authorised - A firm that has been given permission by the FCA to carry out regulated activities. If a financial services firm is based in a foreign country outside the EEA it can still operate in the UK but will need to be authorised by FCA and will appear on the Financial Services Register as ‘Authorised’.
Firm Status: EEA Authorised Forex Brokers List.
ACFX, AFX Capital, AvaTrade, Blackwell Global (CY), Bulbrokers, Deltastock, Finexo, Forex Time (FXTM), FX Global Markets (FXGM), FxNet, FXCC, iFOREX, Markets, MAYZUS, Saxo Bank, Traders Trust, Trading212, Windsor Brokers, XGLOBAL Markets, XM,
Firm Status: Authorised Brokers List.
Abshire-Smith, ActivTrades, Atom8, Bulls And Bears Forex UK, City Credit Capital, City Index, CMC Markets UK, CMS Forex UK, Darwinex, DF Markets, FOREX UK, FXCM, Fxopen UK, FxPro UK, GAIN Capital, GKFX, Hantec Markets, Hirose Financial UK, HY Markets UK, ICAP, ICM Capital, IG Markets, IKON Markets, Interactive Brokers (UK) Ltd, InterTrader, LMAX, London Capital Group (LCG), MB Trading, OANDA, One Financial Markets, Plus500 UK, RBS – Royal Bank of Scotland, SVSFX, Tradenext, Valbury Capital, Valutrades, Vantage FX UK, XTB UK.
FCA Registered Brokers Comparison.
0.9 – 1.6 – Standard.
0.1 – (>) Level 2 trading.
About FSA and FCA, PRA.
The Financial Services Authority (FSA) was a quasi-judicial body responsible for the regulation of the financial services industry in the United Kingdom between 2001 and 2013. It has now become two separate regulatory authorities, The Financial Conduct Authority (FCA, fca. org. uk) and the Prudential Regulation Authority at (PRA, bankofengland. co. uk).
The FCA regulates financial firms providing services to consumers and maintains the integrity of the UK’s financial markets. It focuses on the regulation of conduct by both retail and wholesale financial services firms. The FCA is structured as a company limited by guarantee.
The PRA is structured as a limited company wholly owned by the Bank of England and is responsible for the prudential regulation and supervision of banks, building societies, credit unions, insurers and major investment firms. It sets standards and supervises financial institutions at the level of the individual firm.
Requirements for FCA regulated brokers.
Ensure & monitor the quality of the bank in which clients funds will be held. The bank must be approved by FCA. Keep clients' funds separate from company funds , clients' funds can never be treated and used as company assets including the situation when the company becomes insolvent. Submit financial reports to the FCA regularly and undergo annual audit.
The Financial Services Compensation Scheme (FSCS)
Even if a broker is insolvent you may still be able to claim compensation through the FSCS.
The FSCS(fscs. org. uk/) is an independent body and a fund of last resort for customers of authorised financial services firms. Generally, it covers claims against firms who are insolvent and unable to pay claims against themselves. The FSCS is funded by levies on FCA-authorised firms. Their costs are made up of management expenses and compensation payments. The service is free to individual consumers.
FCA Register-Protect yourself from unauthorised forex brokers.
Beware of cloned firms (fraudsters pretending to be from a firm authorised by FCA). If you deal with an unauthorised firm you will not be covered by the Financial Ombudsman Service (FOS) or Financial Services Compensation Scheme (FSCS) if things go wrong.
The Register has information on forex brokers that are regulated by FCA. Firm status must be ‘Authorised' or ‘EEA Authorised'(not ‘registered').
If a forex broker does not appear on the Register but claims it does, contact Consumer Helpline of FCA on 0800 111 6768.
Unauthorised firms and individuals to avoid :
NFA & CFTC US regulated forex brokers.
NFA registered Forex brokers Comparison (Brokers for US Traders)
Note: We don’t include IBs(introducing brokers) in the table.
About NFA & CFTC.
National Futures Association (NFA) is the self-regulatory organization(non-profit) for the U. S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency (forex) and OTC derivatives (swaps). NFA's mission is to safeguard market integrity and protect investors.
Commodity Futures Trading Commission (CFTC) is the US government agency that protect market participants and the public from fraud, manipulation, abusive practices and systemic risk related to derivatives – both futures and swaps.
NFA's activities are overseen by CFTC.
NFA membership is mandatory for all forex brokers(including introducing brokers) in US.
NFA regulated brokers:
Must follow strict rules set by NFA to ensures the safety of clients' assets. Must have net capital of no less than $15 000 000 to guarantee client's positions. This minimum raises to $20 000 000 starting from May 19th, 2009. Must report their account balances to NFA weekly. Must have comprehensive yearly audits.
NFA register.
Background Affiliation Status Information Center (BASIC) nfa. futures. org/basicnet/
Some NFA/CFTC rules.
Non-US brokers or brokers that are not registered in NFA are not allowed to accept US citizens as clients.(They can accept non-US citizens that live in US) Maximum leverage of a US forex broker can offer should be 50:1 on major currencies and 20:1 on minors since October 18th, 2010. US Forex brokers are not allowed to offer leveraged commodities and precious metal trading (including Gold & Silver) to retail clients. So they can only offer those on a 1:1 non-leveraged basis(requires substantially more margin).(Since July 15th, 2011, enforced by CFTC)
US Forex brokers with high leverage.
US brokers usually offer a higher leverage to international clients with non-US accounts. They usually have international branches.
Swiss Regulated forex brokers.
Swiss Bank Directive 3a mandates all brokers in Switzerland to obtain a banking license from the Swiss Financial Market Supervisory Authority (FINMA). Swiss forex brokers are required to sign the Swiss Banks and Securities Dealers agreement, which protects all customer deposits of up to CHF 100,000. Forex brokers from Switzerland are very popular among the wealthy traders.
Swiss regulated brokers list.
0.5 – 1 – Standard.
1.5 – 2.8 – Standard.
1 – 3 – Mini & Standard.
Other Forex Regulatory Bodies.
International organizations:
Financial Markets Association (ACI)
United Kingdom:
UK Financial Services Authority (FCA UK)
The Financial Conduct Authority (FCA)
The Prudential Regulation Authority (PRA)
Financial Services Compensation Fund (FSCS)
United States:
Commodities and Futures Trading Commission (CFTC)
Financial Industry Regulatory Authority (FINRA)
National Futures Association (NFA)
New York Stock Exchange (NYSE)
Office of the Comptroller of the Currency (OCC)
US Securities and Exchanges Commission (U. S. SEC)
Chicago Board of Trade (CBOT)
Securities Investor Protection Corporation (SIPC)
Australian Securities and Investment Commission (ASIC)
Switzerland:
Association Romande des Intermediares Financiers (ARIF)
Swiss Bankers Association (SBA)
Swiss Federal Banking Commission (SFBC)
Swiss Federal Department of Finance (SFDF)
Swiss Federal Finance Administration (SFFA)
Swiss Financial Market Supervisory Authority (FINMA)
Swiss National Bank (SNB)
Geneva Chamber of Commerce (CCIG)
Organisme d'Autoregulation des Gerants de Patrimoine (OAR-G)
Cyprus Securities and Exchange Commission (CySEC)
Autorite des marches financiers (AMF)
Banque de France.
Credit Institutions and Investment Firms Committee (CECEI)
Federal Financial Supervisory Authority (BaFin)
British Columbia Securities Commission (BCSC)
Canadian Investor Protection Fund (CIPF)
Financial Transactions and Reports Analysis Center of Canada (FINTRAC)
Investment Industry Regulatory Organization of Canada (IIROC)
Ontario Securities Commission (OSC)
Ombudsman of Banking Services and Investments (OBSI)
Financial Services Agency of Japan (FSA Japan)
Japan Securities Dealers Association (JSDA)
Japan Investor Protection Fund (JIPF)
Tokyo Commodity Exchange (TOCOM)
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2 thoughts on “ Forex regulation and regulated forex brokers ”
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is it save if i deposit $50,000 to Saxo Bank, XM Markets or FXTM.
Forex Brokers Guide.
Your capital is at risk. Trading on margin involves high risk, and is not suitable for all investors. Before deciding to trade forex or any other financial instrument you should carefully consider your investment objectives, level of experience, and risk appetite.

FCA UK (former FSA UK) regulated Forex brokers.
The list of FCA UK (former FSA UK) registered and regulated brokers:
Update: As of April 1, 2013 the FSA UK has become two separate regulatory authorities:
FSA UK registry contains Authorised and EEA Authorised brokers.
As FCA UK takes over, it will now be maintaining the registry, however at this time it simply redirects to FSA UK website: fsa. gov. uk/register/home. do.
- is a FSA UK regulated broker. A firm that FSA UK has given permission to carry out regulated activities.
- is a broker that's been registered with FSA UK, but is regulated in its home country. The EEA Authorised status is given to firms that are authorised in another European Economic Area (EEA) state and been given a "passport" by FSA UK to provide cross border services to UK citizens according to MIFID. These firms are regulated in their home country, and not by FSA UK, although must comply with standards agreed across all EEA countries.
Note from FSA UK site, quote:
"Consumers considering or currently doing business with passported EEA firms ('EEA Authorised'), may wish to ask for further information from the firm or its UK branch about its complaints and compensation arrangements. This is because the position may differ compared to a UK authorised firm." Further reference: fsa. gov. uk/pages/Register/use/foreign_firms/index. shtml.
Do you know another Forex broker who is registered with FSA in UK?
Please suggest by adding a comment below.
About FSA (UK)
The Financial Services Authority (FSA) is an independent body, a single regulator of all providers of financial services in the United Kingdom. The FSA regulates most financial services markets, exchanges and firms. It sets the standards that must be met and can take action against firms if they fail to meet the required standards.
The Financial Services Authority regulates financial services in the UK since December 2001.
Requirements for FSA regulated brokers.
Forex brokers regulated by the FSA are required to meet a number of industry standards and requirements, in particular:
Ensure about the quality of the bank in which clients funds will be held, and, more over, continue to monitor that quality to be.
able to fulfill own regulatory obligations. The bank must be approved by FSA. Keep client funds separate from company funds, in other words, segregate clients’ deposits, which at no point can be treated.
and used as company assets including the situation when the company becomes insolvent. Submit financial reports to the FSA on the regular basis and undergo detail annual audit etc.
What does this mean for a retail Forex trader?
In plain language, this means a higher protection of investments for any individual Forex trader.
By being obliged to keep client funds on a segregated account, a FSA regulated broker cannot use clients’ funds to cover own needs, expenses and risks as well as utilise those funds in case of the bankruptcy.
All money received form depositors are treated as "Client money" under FSA client money rules.
These rules form one of the most important parts of the UK financial regulatory system related to consumers - they protect consumers in the event of the failure of a FSA regulated company. If a FSA regulated company fails to meet its financial obligations, a liquidator would not be able to use clients’ money to meet claims of general creditors of the failed company. Clients’ funds can only be used to pay out compensation to clients who held deposits with that company.
Investors protection: the Compensation Scheme.
Should the company go out of business and face liquidation, its clients are covered by the Financial Services Compensation Scheme (FSCS) - the UK's statutory fund of last resort for customers of authorized financial services firms. This means that the FSCS can pay compensation if a firm is unable, or likely to be unable, to pay claims against it.
Concerning the Forex market, the compensation limits are set as follows:
Clients receive 100% the first £30,000 + 90% of the next £20,000, but no more than £48,000 in total.
You’ll find compensation limits on this of FSCS - Investment limits.
Another point, the FSA regulations do not require to open a separate segregated account for each client. It is enough to have one Client account for all investors, which will be fenced from the Company account. Concerning general clients’ funds protection there is no major difference. Large investors might be able to negotiate a separate segregated account under their name with Forex brokers on individual basis.
To check if a broker is registered with FCA UK use FCA Register.
is SLS Trade under Binary, is it registered.
BrokerGuru.
both are binary brokers.
No, they are not registered with FCA UK.
Is VXMarkets/ Quantumcode registered and legit?
BrokerGuru.
Tickmill is now registered with FCA.
What about CentralFX? centralfx. co. uk/
BrokerGuru.
FCA UK Authorised - means broker is UK based and is regulated in the UK by the FCA UK directly.
FCA UK EEA Authorised - means broker is NOT UK based (could be registered anywhere, for example off-shore). The broker is then regulated in it's country of registration (if, for example, it's an off-shore Cyprus based broker, then it's regulated by CySEC). While FCA UK has simply given permission to provide Forex trading to UK clients.
what's the website for abrokers?
Plz ..1- Someone explainto me the diffrent between authorized and EEA registred ?
2- i wounder there abrokers regulated .. but in the FCA page there's No complete Info about fax , and Website !
BrokerGuru.
Yes, Tickmill is FCA UK regulated (Authorised):
Company name: Tmill UK Limited (FCA UK licence #717270)
Most regulated brokers: United States, UK, Switzerland (only banks are licenced to provide Forex trading in Switzerland).
Hi friend . Could you tell me if tickmill is FSA regulated with office in UK .. ( not EEA ) .
. and about Would like know all FSA broker regulated are under FSCS too ( to guaranteed the money back if broker have troubles ) .
Which is the most regulated brokers in the world . could tell 3 options ?
BrokerGuru.
Yes, EQLX is regulated by FCA UK (#441689).
However, you should read the warning posted on the FCA site:
eqlx is FCA regulated ECN broker.
BrokerGuru.
Porter Finance is a Binary options broker, not regulated.
Allgo Trade also a binary broker, not regulated.
Binary options brokers are rarely regulated at all.
Is Porter Finance regulated?
Is Allgo Trade regulated by FCA?
BrokerGuru.
Trade-24 - keep contacting them. Not much can be done. They are from Seychelles (with some credit cards being processed in Bulgaria) and not regulated.
FxGiants wil be added.
I did a withdrawal of my account in Trade-24. System informed that money will be transferred in a week. Money newer came despite many contacts to the company. What can be done.
fx giants is it under FCA.
BrokerGuru.
Titan Trade (Titan Solutions Ltd.) is not regulated by FCA UK.
Binary options trading in general (99% of brokers) is not regulated.
Yes, thank you. Tera FX UK wil be added.
TERA FX UK is registered with FCA.
any comment on TITANTRADE - binary option broker?
BrokerGuru.
tradestfx (THTFX BUSINESS SERVICES LTD) is registered in Seychelles. They are not regulated by FCA UK.
Market Investment UK (Market Investment Associates Ltd.) is registered in the UK, but not found in the FCA UK register.
Market Investment is currently only registered with FSA in Saint Vincent and the Grenadines.
Tickmill is registered in Seychelles, regulated by FSA Seychelles. they are not regulated in the UK.
is traderstfx regulated fsa uk.
any body knows market investment regulated by fsa? they mentioned in web.
Is Tickmill regulated with FSA?
BrokerGuru.
TriumphFX (Triumph Investment Master Fund Ltd.) is registered in Republic of Vanuatu, reg.# 17901.
They are overseen by Vanuatu Financial Services Commission.
what about triumphfx.
their website tfxi ?? it stated their HQ in new zealand.
have you tried contacting CySEC?
I have problem with XM trading. I am in South Africa have account with XM, i made withdrowal of $628 which is equal to R9600 rands. I made this withdrowal on 4 january till now i have not recieve my money. They claim that they sent it. May i get help please.
can you help me about Tradect becuse i want get my mony but i i dont know what?
BrokerGuru.
RoboForex is not registered with FCA UK.
What about roboforex?
BrokerGuru.
HotForex has off-shore regulators: FSC Mauritius and CySEC.
This won't be considered highly reliable, but better than no regulation at all.
The company can be given a credit for being in business for 5 years.
In terms of trust and reliability in such cases, it's always advised to make a small initial deposit (currently $500 for standard accounts), and then test-trade Live for at least a month with subsequent withdrawal of funds. Upon successful completion of trading + withdrawal, one can consider adding extra funds.
What about HotForex. is it regulated broker? Safe or not if i open account with HotForex with equity $10,000.
want advice to regulated broker wanna open acc.
BrokerGuru.
Yes, Piptrade is regulated by FCA (reg# 186171).
Thank you, will be added to the list.
piptrade is regulated by fca ?
BrokerGuru.
Thinkforex UK is FCA regulated.
BrokerGuru.
Nexus Financial Market and Nexusfx are 2 different brokers.
Nexusfx's site (nexusfx) is not fully functioning (many links are not working, including account opening). Nexusfx is not regulated.
FXTM is EEA Authorised, FCA UK #600475.
What is the different between Nexus Financial Market and Nexusfx? Is Nexusfx regulated or not?
what about FXTM (Forex time) broker??
BrokerGuru.
Yes, moved AxiTrader to the "FCA Regulated" column. Thank you!
HotForex is a Mauritius company, with CYSEC and FSC Mauritus licenses.
AxiTrader is FCA regulated and not just FCA registered. From their website.
"AxiTrader UK is a registered business name of AxiCorp Limited. AxiCorp Limited is authorised and regulated by the Financial Conduct Authority of the United Kingdom (FCA Reference 509746)."
please tell me about hot forex??
BrokerGuru.
TradingBanks - not regulated. Company (Grizzly Limited) registered in Malta.
justrader - not regulated. Company (MT Capital Partners) registered in Belize.
Is "MT Capital Partners LTD" (justrader) a registered company in UK? If yes, under which government agency.
hallow i want ask about tradingbanks they are regulted or not? tq.
BrokerGuru.
bforex is not regulated.
(bforex is an IB for FXGM).
Please I want to know if bforex is a registered broker?